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Barry Alan Bingham

CRD# 2272755·Registered 1993 - 2003
Barred: Barry Alan Bingham was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Barry Alan Bingham was a registered financial advisor. Barry was a previously registered financial professional and started their career in finance 1993 - 2003. Barry had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
April 11, 2002 - March 5, 2003
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
October 19, 1998 - September 11, 2000
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
May 21, 1996 - August 19, 1998
WACHOVIA SECURITIES, INC.·CRD# 431
BD
Charlotte, NC
April 26, 1995 - March 19, 1996
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
March 11, 1994 - April 21, 1995
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
April 29, 1993 - January 28, 1994
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Atlanta, GA
March 15, 1993 - April 5, 1993

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Current Firm

ET
ELECTRONIC TRADING GROUP, LLC

ELECTRONIC TRADING GROUP, L.L.C. | ETG, L.L.C. | ELECTRONIC TRADING GROUP, LLC

CRD#: 37453 / SEC#: 8-47754
BD
Terminated by SEC on 01/28/2006

Contact Information

Established

Illinois since 10/21/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
B MEMBER PARTNERS, LLCMEMBER/OWNER—
GIAQUINTO, GREGG ROBERTCHIEF OPERATING OFFICER/GENERAL COUNSEL3182583
HULTON, ADAM BLETHYNPRESIDENT3113183
WHITE, TERRENCE JOHNCHIEF FINANCIAL OFFICER1025345

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2002

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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