Barry A. Bingham
Professional summary
Barry Alan Bingham was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barry is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Barry had worked at 7 firms, which includes ELECTRONIC TRADING GROUP LLC, FORESIDE FUNDS DISTRIBUTORS LLC, CHARLES SCHWAB & CO. INC., WACHOVIA SECURITIES INC., THE ROBINSON-HUMPHREY COMPANY LLC, J.P. MORGAN SECURITIES LLC, TRUIST INVESTMENT SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2002 - March 5, 2003
ELECTRONIC TRADING GROUP, LLC
October 19, 1998 - September 11, 2000
FORESIDE FUNDS DISTRIBUTORS LLC
May 21, 1996 - August 19, 1998
CHARLES SCHWAB & CO., INC.
April 26, 1995 - March 19, 1996
WACHOVIA SECURITIES, INC.
March 11, 1994 - April 21, 1995
THE ROBINSON-HUMPHREY COMPANY, LLC
April 29, 1993 - January 28, 1994
J.P. MORGAN SECURITIES LLC
March 15, 1993 - April 5, 1993
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/11/2002
Limited Representative-Equity Trader ExamCurrent Firm
ELECTRONIC TRADING GROUP, LLC
CRD#: 37453 / SEC#: , 8-47754
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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