Michael R. Turner
Professional summary
Michael Ross Turner was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Michael had worked at 3 firms, which includes DFC INVESTOR SERVICES, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2004 - January 21, 2005
DFC INVESTOR SERVICES
December 15, 1997 - March 8, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
October 16, 1992 - March 8, 2004
IDS LIFE INSURANCE COMPANY
October 16, 1992 - March 8, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DFC INVESTOR SERVICES
CRD#: 18558 / SEC#: , 8-36861
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARDIF HOLDINGS INC | SHAREHOLDER | |
| CALLEN, DOUGLAS BRAD | FINOP / PRINCIPAL / CCO | 2133945 |
Red Flags
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