Charles B. Krusen

KRUSEN CAPITAL MANAGEMENT

West Palm Beach, FL 33401

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CRD#: 2272656

Professional summary

Charles Beaubien Krusen is a registered financial advisor currently at KRUSEN CAPITAL MANAGEMENT, LLC located in West Palm Beach, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charles has worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LionHedge Platform Fund Limited Partnership ( LionHedge Platform Fund Ltd. & LionHedge, LLC); Managing Member; Investment Related; 515 N. Flagler Dr, Suite 350 West Palm Beach FL 33401; General Partner of a Pooled Investment Vehicle; Manage the activities of the pooled investment vehicle; Start date: 2009-01-01; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Beaubien Krusen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2021 - Present

KRUSEN CAPITAL MANAGEMENT, LLC

Office #1: 515 N. Flagler Dr, Suite 350, West Palm Beach, FL 33401

RIA

CRD#: 150754

West Palm Beach, FL

Past

May 23, 2011 - December 31, 2015

KRUSEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 150754

NEW YORK, NY

Past

October 9, 2007 - December 31, 2008

SANDERS MORRIS LLC

CRD#: 20580

NEW YORK, NY

Past

May 4, 2004 - December 17, 2007

ACN SECURITIES INC.

CRD#: 37645

NEW YORK, NY

Past

April 24, 2001 - May 1, 2002

NEWEDGE USA, LLC

CRD#: 36118

CHICAGO, IL

Past

August 4, 2000 - May 14, 2001

GEM ADVISORS, INC.

CRD#: 20624

NEW YORK, NY

Past

September 29, 1997 - April 23, 2001

ACN SECURITIES INC.

CRD#: 37645

NEW YORK, NY

Past

July 18, 1996 - April 8, 1997

THE ZANETT SECURITIES CORPORATION, A NEW YORK CORPORATION

CRD#: 35050

NEW YORK, NY

Past

February 1, 1996 - July 22, 1996

MATRIX U.S.A., LLC

CRD#: 38057

NEW YORK, NY

Past

October 6, 1992 - May 9, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KRUSEN CAPITAL MANAGEMENT, LLC

CRD#: 150754 / SEC#: 801-70338

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/28/2022)

IAR

New York
(9/14/2021)

IAR

Texas
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/26/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/5/1992

General Securities Representative Examination

Current Firm

KRUSEN CAPITAL MANAGEMENT, LLC

CRD#: 150754 / SEC#: 801-70338

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

515 N. Flagler Dr, Suite 350, West Palm Beach, FL 33401

Mailing Address

Phone number

(561) 370-7439

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KCM FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 218,445,925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles B. Krusen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Beaubien Krusen's CRS (Customer Relationship Summary).

Certified licenses

Experience

KRUSEN CAPITAL MANAGEMENT, LLC

SANDERS MORRIS LLC

ACN SECURITIES INC.

NEWEDGE USA, LLC

GEM ADVISORS, INC.

ACN SECURITIES INC.

THE ZANETT SECURITIES CORPORATION, A NEW YORK CORPORATION

MATRIX U.S.A., LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KRUSEN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2011

Series 63

Date: 10/14/1992

Series 3

Date: 11/26/2012

Series 7

Date: 10/5/1992

Current Firm

KRUSEN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KRUSEN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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