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RD

Rodrigo T. Da Costa

BOLTON GLOBAL CAPITAL
SAO PAULO, 01407-200
Some features on this profile are disabled
CRD#: 2272619
RD

Professional summary

Rodrigo Teixeira Da Costa, who also goes by Rodrigo Teixeria Da Costa, Rodrigo Teixeira Dacosta, Rodrigo Teixeria Dacosta, is a registered financial professional currently at BOLTON GLOBAL CAPITAL .

Rodrigo is registered as a RR (Registered Representative) and started their career in finance in 1992. Rodrigo has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rodrigo Teixeria Da Costa | Rodrigo Teixeira Dacosta | Rodrigo Teixeria Dacosta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rodrigo Teixeira Da Costa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2013 - Present

BOLTON GLOBAL CAPITAL

Office #1: Av. Nove De Julho 5017 12 Andar, Sao Paulo 01407-200
BD
CRD#: 15650
SAO PAULO,
Past

April 4, 2008 - August 12, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAO PAULO,
Past

July 1, 2003 - August 12, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAO PAULO,
Past

October 21, 1996 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

September 24, 1992 - November 19, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/31/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/6/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/3/1992
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BG
BOLTON GLOBAL CAPITAL
BOLTON GLOBAL CAPITAL | DELTA EQUITY SERVICES CORPORATION | CLARY FINANCIAL PLANNING SERVICES INC. | CLARY FINANCIAL PLANNING SERVICES

CRD#: 15650 / SEC#: , 8-33222

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-5361
Established
Massachusetts since 11/29/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRENIER, RAYMOND GERARDCHAIRMAN OF THE BOARD1404159
BEALS, MATTHEW GEORGEPRESIDENT AND CHIEF OPERATING OFFICER5157251
CATALDO, JOHN GENNAROCHIEF ADMINISTRATIVE AND LEGAL OFFICER5707721
MAHLE, DAPHNE JANECHIEF COMPLIANCE OFFICER4367277
PRESKENIS, STEVEN CHRISTOPHERCHIEF EXECUTIVE OFFICER4410822
TARPEY, STEVEN RCHIEF FINANCIAL OFFICER6640625

Disclosures

Regulatory Event11
Arbitration3
Bond4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BOLTON GLOBAL CAPITAL

CRD#: 15650Sao Paulo 01407-200

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