Emma J. Lawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emma Jacqueline Lawson, who also goes by Jackie Lawson, Emma Jacqueline Taylor, Jackie Taylor, was a registered financial professional .
Emma is a previously registered financial professional and started their career in finance in 1993. Emma had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2010 - October 16, 2019
MCKINLEY CARTER WEALTH SERVICES, INC.
May 27, 2010 - June 10, 2010
J.J.B. HILLIARD, W.L. LYONS, LLC
December 3, 1999 - May 28, 2010
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - May 28, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 22, 1994 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 11, 1993 - March 14, 1994
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
MCKINLEY CARTER WEALTH SERVICES, INC.
CRD#: 135184 / SEC#: 801-64584
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCKINLEY CARTER WEALTH SERVICES, INC.
CRD#: 135184 / SEC#: 801-64584
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,213 |
| AUM (Assets Under Management) | $ 2,532,619,554 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 07/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
