Philip C. Robbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Curtice Robbins was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1992. Philip had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2019 - March 20, 2024
FIRST CITIZENS CAPITAL SECURITIES, LLC
April 26, 2018 - July 1, 2019
CITIZENS CAPITAL MARKETS
May 14, 2002 - January 14, 2003
ING INVESTMENT MANAGEMENT SERVICES LLC
February 11, 2002 - May 10, 2002
COMO SECURITIES, INC.
October 22, 1997 - April 4, 2000
AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.
October 5, 1992 - December 11, 1995
EATON VANCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CITIZENS CAPITAL SECURITIES, LLC
CRD#: 41504 / SEC#: , 8-49466
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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