Nancy W. Bertacini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Wheeler Bertacini, who also goes by Nancy Click Bertacini, Nancy Jean Click, Nancy Jean Wheeler, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1992. Nancy had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2020 - January 30, 2024
KEYSTONE FINANCIAL SERVICES, LLC
June 30, 2020 - October 12, 2023
PRIVATE CLIENT SERVICES, LLC
August 25, 1998 - June 30, 2020
CETERA WEALTH SERVICES, LLC
August 7, 1993 - June 30, 2020
CETERA WEALTH SERVICES, LLC
November 25, 1992 - May 25, 1993
IDS LIFE INSURANCE COMPANY
November 25, 1992 - May 25, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397 / SEC#: 801-120787
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397 / SEC#: 801-120787
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,530 |
| AUM (Assets Under Management) | $ 192,794,638 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
