Jay E. Pluimer

FLOURISH WEALTH MANAGEMENT

Edina, MN 55435

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CRD#: 2272144

Professional summary

Jay Edward Pluimer, AIF®, CIMA® is a registered financial advisor currently at FLOURISH WEALTH MANAGEMENT INC. located in Edina, Minnesota.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jay has worked at 5 firms and has passed the Series 65, Series 66, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jay Pluimer is the co - owner of rental property as a sole proprietor in California, this activity amounts to 2 hours of his time per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Edward Pluimer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Current

September 12, 2016 - Present

FLOURISH WEALTH MANAGEMENT INC.

Office #1: 3300 Edinborough Way Suite 790, Edina, MN 55435

RIA

CRD#: 170591

Edina, MN

Past

June 8, 2007 - October 25, 2010

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

November 11, 2005 - April 30, 2007

NATIONAL PLANNING CORPORATION

CRD#: 29604

PLYMOUTH, MN

Past

March 31, 2004 - November 14, 2005

STANTON INVESTMENT SERVICES, INC.

RIA

CRD#: 29462

RICHARDSON, TX

Past

March 18, 2004 - March 18, 2004

STANTON INVESTMENT SERVICES, INC.

RIA

CRD#: 29462

RICHARDSON, TX

Past

June 16, 2003 - November 14, 2005

STANTON INVESTMENT SERVICES, INC.

CRD#: 29462

RICHARDSON, TX

Past

July 28, 1995 - October 6, 1997

IAI SECURITIES, INC.

CRD#: 27917

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLOURISH WEALTH MANAGEMENT INC.

FLOURISH WEALTH MANAGEMENT INC. | LONGO, KATHLEEN M

CRD#: 170591 / SEC#: 801-113325

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Minnesota

Registered Investment Advisory firm - (6/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/12/2016)

IAR

Texas
(10/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/2/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/13/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/11/2004

General Securities Principal Examination

Current Firm

FLOURISH WEALTH MANAGEMENT INC.

FLOURISH WEALTH MANAGEMENT INC. | LONGO, KATHLEEN M

CRD#: 170591 / SEC#: 801-113325

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Minnesota

Registered Investment Advisory firm - (6/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2018 Terminated)

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Contact information

Main Address

3300 Edinborough Way Suite 420, Edina, MN 55435

Mailing Address

Phone number

(952) 392-4474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLOURISH WEALTH MANAGEMENT INC. ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 383,019,477

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report
08/01/2023	Cover Page	Report
10/12/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jay E. Pluimer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Edward Pluimer's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

NATIONAL PLANNING CORPORATION

STANTON INVESTMENT SERVICES, INC.

STANTON INVESTMENT SERVICES, INC.

STANTON INVESTMENT SERVICES, INC.

IAI SECURITIES, INC.

Primary Firm SEC Registration

FLOURISH WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2016

Series 66

Date: 10/2/2003

Series 7

Date: 6/13/2003

Series 6

Date: 7/27/1995

Series 24

Date: 11/11/2004

Current Firm

FLOURISH WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FLOURISH WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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