Jeffrey M. Wadsworth

AE WEALTH MANAGEMENT

Annapolis, MD 21401

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CRD#: 2272134

Professional summary

Jeffrey Marshall Wadsworth, CFP® is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Annapolis, Maryland and MADISON AVENUE SECURITIES, LLC located in Annapolis, Maryland.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Marshall Wadsworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

December 7, 2017 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 65 Old Solomons Island Rd Ste 108, Annapolis, MD 21401

RIA

CRD#: 282580

Annapolis, MD

Current

December 8, 2017 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 65 Old Solomons Island Rd. Suite 108, Annapolis, MD 21401

RIA

CRD#: 23224

Annapolis, MD

Past

April 22, 2013 - December 31, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Severna Park, MD

Past

April 22, 2013 - December 31, 2017

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Severna Park, MD

Past

December 5, 2008 - April 23, 2013

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

LINTHICUM, MD

Past

December 5, 2008 - April 23, 2013

INVEST FINANCIAL CORPORATION

CRD#: 12984

LINTHICUM, MD

Past

November 12, 2003 - December 10, 2008

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

LINTHICUM HEIGHTS, MD

Past

October 28, 2003 - December 10, 2008

ONEAMERICA SECURITIES, INC.

CRD#: 4173

LINTHICUM HEIGHTS, MD

Past

May 22, 2003 - November 18, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

January 28, 2003 - August 1, 2003

WADSWORTH & HOBSON, LLC

RIA

CRD#: 124370

SEVERN , MD

Past

September 4, 1992 - March 19, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 4, 1992 - March 19, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/11/2017)

Arizona
(8/26/2025)

California
(12/8/2017)

Colorado
(3/22/2018)

Delaware
(12/12/2017)

District of Columbia
(1/3/2018)

Florida
(12/11/2017)

Georgia
(12/19/2017)

Indiana
(1/5/2018)

Kentucky
(9/29/2021)

IAR

Maryland
(12/7/2017)

Maryland
(12/11/2017)

Massachusetts
(8/3/2021)

Missouri
(7/9/2024)

Nevada
(1/5/2018)

New Jersey
(9/13/2022)

New York
(8/25/2023)

North Carolina
(12/19/2017)

Pennsylvania
(12/11/2017)

Rhode Island
(9/29/2022)

South Carolina
(1/22/2019)

Tennessee
(11/2/2023)

IAR

Texas
(12/7/2017)

Texas
(12/11/2017)

Virginia
(12/8/2017)

West Virginia
(1/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/5/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/24/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/2/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey M. Wadsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Marshall Wadsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

USALLIANZ SECURITIES, INC.

WADSWORTH & HOBSON, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/1997

Series 65

Date: 4/24/1996

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2010

Series 6

Date: 9/2/1992

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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