Ellen H. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Hennesy White, who also goes by Ellen Bloodworth Hennesy, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1993. Ellen had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2002 - January 5, 2015
RICE, VOELKER, LLC
January 13, 1997 - November 22, 2000
RICE, VOELKER, LLC
October 26, 1995 - December 18, 1996
LOEWENBAUM & COMPANY INCORPORATED
September 21, 1993 - October 2, 1995
MARQUIS INVESTMENTS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RICE, VOELKER, LLC
CRD#: 39838 / SEC#: , 8-48854
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
