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KN

Kim T. Nordmo

ARTIENCE CAPITAL MANAGEMENT
Gardnerville, NV
Some features on this profile are disabled
CRD#: 2272030
KN

Professional summary

Kim Tracy Nordmo is a registered financial advisor currently at ARTIENCE CAPITAL MANAGEMENT, LLC located in Gardnerville, Nevada.

Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kim has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Tracy Nordmo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2023 - Present

ARTIENCE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 150762
Gardnerville, NV
Past

October 18, 2013 - October 30, 2023

ARTIENCE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 150762
GARDNERVILLE, NV
Past

August 10, 2009 - December 11, 2012

ARTIENCE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 150762
SAN FRANCISCO, CA
Past

January 14, 2008 - August 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN FRANCISCO, CA
Past

January 11, 2008 - August 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN FRANCISCO, CA
Past

January 17, 2003 - January 30, 2008

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
SAN FRANCISCO, CA
Past

January 17, 2003 - January 30, 2008

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA
Past

August 8, 2002 - January 17, 2003

PERSHING LLC

RIA
CRD#: 7560
SAN FRANCISCO, CA
Past

March 23, 1999 - January 17, 2003

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

October 28, 1996 - April 29, 1999

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

December 14, 1992 - June 8, 1994

VOLPE BROWN WHELAN & COMPANY, LLC

BD
CRD#: 18329
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARTIENCE CAPITAL MANAGEMENT, LLC
ARTIENCE CAPITAL MANAGEMENT, LLC | CAPITAL360 GROUP LLC | CAPITAL 360 GROUP, LLC

CRD#: 150762 / SEC#: 801-128601

RIA
Registered Investment Advisory firm - (9/25/2023 Approved)
California
Registered Investment Advisory firm - (11/29/2023 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(11/14/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/31/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/23/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/1996
General Securities Representative Examination

Current Firm

AC
ARTIENCE CAPITAL MANAGEMENT, LLC
ARTIENCE CAPITAL MANAGEMENT, LLC | CAPITAL360 GROUP LLC | CAPITAL 360 GROUP, LLC

CRD#: 150762 / SEC#: 801-128601

RIA
Registered Investment Advisory firm - (9/25/2023 Approved)
California
Registered Investment Advisory firm - (11/29/2023 Terminated)
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Contact information

Main Address
Gardnerville, NV
Mailing Address
P.o. Box 777, Genoa, NV 89411
Phone number
(800) 337-0353
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARTIENCE CAPITAL ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts113
AUM (Assets Under Management)$ 138,164,967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARTIENCE CAPITAL MANAGEMENT, LLC

CRD#: 150762Gardnerville, NV

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