Scott D. Jacobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Dennis Jacobson was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 8 firms and has passed the Series 63, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2015 - October 3, 2023
HIRTLE, CALLAGHAN & CO., LLC
February 1, 2013 - April 2, 2014
WEDBUSH SECURITIES INC.
August 19, 2011 - May 9, 2012
C&C TRADING L.L.C.
August 31, 2009 - August 23, 2011
SANFORD C. BERNSTEIN & CO., LLC
December 20, 2007 - August 13, 2009
CAPSTONE GLOBAL MARKETS, LLC
October 1, 2007 - October 22, 2007
SARATOGA CAPITAL MARKETS
December 22, 1998 - August 11, 2006
JEFFERIES LLC
January 2, 1997 - June 27, 1997
CARGILL CAPITAL MARKETS, INC.
Primary Firm SEC Registration
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,746 |
| AUM (Assets Under Management) | $ 20,992,384,760 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 10/25/2023 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
