Thomas E. Villalta

AUSTIN 180 ADVISORY GROUP LLC

Austin, TX 78701

Some features on this profile are disabled

CRD#: 2271757

Professional summary

Thomas Edward Villalta is a registered financial advisor currently at AUSTIN 180 ADVISORY GROUP LLC located in Austin, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Villalta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2018 - Present

AUSTIN 180 ADVISORY GROUP LLC

Office #1: 201 W. 5th Street Suite 1100, Austin, TX 78701

RIA

CRD#: 292141

Austin, TX

Past

September 24, 2019 - October 20, 2021

AUSTIN 180 MEDIA CAPITAL CORPORATION

RIA

CRD#: 302043

AUSTIN, TX

Past

September 20, 2012 - February 2, 2018

COVENANT

RIA

CRD#: 152651

AUSTIN, TX

Past

March 24, 2005 - September 18, 2012

STEPHEN JONES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 133939

AUSTIN, TX

Past

September 21, 1999 - September 18, 2012

JONES VILLALTA ASSET MANAGEMENT, LLC

RIA

CRD#: 114193

AUSTIN, TX

Past

December 1, 1998 - July 30, 1999

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

December 19, 1996 - November 20, 1997

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

January 9, 1995 - November 25, 1996

DAIN RAUSCHER INCORPORATED

CRD#: 7600

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/1993

General Securities Representative Examination

Current Firm

AUSTIN 180 ADVISORY GROUP LLC

AUSTIN 180 ADVISORY GROUP | AUSTIN 180 ADVISORY GROUP LLC

CRD#: 292141 / SEC#:

Texas

Registered Investment Advisory firm - (2/15/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

201 W. 5th Street Suite 1100, Austin, TX 78701

Mailing Address

P.o Box 163105, Austin, TX 78716

Phone number

(512) 767-5812

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 40,125,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas E. Villalta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Villalta's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSTIN 180 ADVISORY GROUP LLC

AUSTIN 180 MEDIA CAPITAL CORPORATION

COVENANT

STEPHEN JONES CAPITAL MANAGEMENT, INC.

JONES VILLALTA ASSET MANAGEMENT, LLC

LOCKWOOD FINANCIAL SERVICES, INC.

PIPER SANDLER & CO.

DAIN RAUSCHER INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/1995

Series 63

Date: 8/14/1995

Series 7

Date: 2/19/1993

Current Firm

AUSTIN 180 ADVISORY GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AUSTIN 180 ADVISORY GROUP LLC

TRUST BUT VERIFY

Similar Advisors