Helen T. Meates

PJT PARTNERS LP

New York, NY 10017

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CRD#: 2271715

Professional summary

Helen Therese Meates, who also goes by Helen Meates, is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.

Helen is registered as a RR (Registered Representative) and started their career in finance in 1992. Helen has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Helen Meates

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Helen Therese Meates's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2015 - Present

PJT PARTNERS LP

Office #1: 280 Park Avenue, New York, NY 10017Office #2: 280 Park Avenue 15th Floor, New York, NY 10017

CRD#: 171058

New York, NY

Past

August 15, 2016 - August 31, 2020

PARK HILL GROUP LLC

CRD#: 135898

NEW YORK, NY

Past

May 3, 2013 - August 12, 2013

MS SECURITIES SERVICES INC.

CRD#: 14276

NEW YORK, NY

Past

August 25, 1992 - September 11, 2014

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/23/2015)

Exams

State Security Law Exam

Series 63

Date: 11/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/26/2015

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PJT PARTNERS LP

CRD#: 171058 / SEC#: , 8-69442

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

280 Park Avenue 15th Floor, New York, NY 10017

Mailing Address

280 Park Avenue 15th Floor, New York, NY 10017

Phone number

(212) 364-7800

Established

Delaware since 01/15/2014

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PJT PARTNERS HOLDING LP	LIMITED PARTNER
FLANAGAN, TARA ELIZABETH	CHIEF COMPLIANCE OFFICER	2540823
KALRA, ARUN JAMES	FINOP	6570441
LEE, JIYEUN	MANAGING PARTNER/DIRECTOR	1859635
MEATES, HELEN THERESE	CHIEF FINANCIAL OFFICER/DIRECTOR	2271715
PJT MANAGEMENT LLC	GENERAL PARTNER
TAUBMAN, PAUL JEFFREY	CEO/DIRECTOR	1567776

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Helen T. Meates

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Helen Therese Meates's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK HILL GROUP LLC

MS SECURITIES SERVICES INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/8/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/24/1992

Series 27

Date: 2/26/2015

Series 24

Date: 5/4/2004

FINRA

Current Firm

PJT PARTNERS LP

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PJT PARTNERS LP

TRUST BUT VERIFY

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