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Timothy Crawford Jr

CRD# 2271648·Registered 1993 - 2005
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Crawford JR, who also goes by Tim Crawford Jr, was a registered financial advisor. Timothy was a previously registered financial advisor and started their career in finance 1993 - 2005. Timothy had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Crawford Jr

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

Past

THE INVESTMENT CENTER, INC.Past·CRD# 17839
RIA
Houston, TX
July 17, 2002 - July 27, 2005
THE INVESTMENT CENTER, INC.Past·CRD# 17839
BD
Bedminster, NJ
July 17, 2002 - July 27, 2005
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Sugarland, TX
July 21, 1999 - July 10, 2002
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
July 21, 1999 - July 10, 2002
NELSONREID, INC.Past·CRD# 45503
BD
Houston, TX
December 21, 1998 - July 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
April 19, 1993 - January 4, 1999
QUEST CAPITAL STRATEGIES, INC.Past·CRD# 16783
BD
Laguna Hills, CA
January 29, 1993 - May 7, 1993

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Current Firm

TI
THE INVESTMENT CENTER, INC.

THE INVESTMENT CENTER, INC.

CRD#: 17839 / SEC#: 8-35826
BD
Terminated by SEC on 08/29/2025

Contact Information

Established

New Jersey since 03/20/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
IC FINANCIAL SERVICES, INC.HOLDING COMPANY—
DEVITO, RALPH JAMESPRESIDENT1459156
WRIGHT, DOUGLAS ANDREWCHIEF COMPLIANCE OFFICER1626724

Disclosures

Regulatory Event

8

Arbitration

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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