John K. Richards
Professional summary
John Kyle Richards, who also goes by J K R, is a registered financial advisor currently at RICHARDS FINANCIAL located in Harrisburg, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Kyle Richards's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2012 - Present
RICHARDS FINANCIAL
February 25, 2009 - December 31, 2011
KOVACK ADVISORS, INC.
February 24, 2009 - December 31, 2011
KOVACK SECURITIES INC.
January 25, 2007 - December 31, 2008
IC ADVISORY SERVICES, INC.
May 2, 2006 - December 31, 2008
THE INVESTMENT CENTER, INC.
January 2, 2004 - May 1, 2006
NEXT FINANCIAL GROUP, INC.
November 4, 2002 - July 10, 2003
CHOREO, LLC
November 18, 1992 - January 12, 2004
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/27/2012)
Exams
Series 8
Date: 1/14/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RICHARDS FINANCIAL
CRD#: 160351 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 1,500,000 |
Red Flags
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