John Kyle Richards
Professional Summary
John Kyle Richards, who also goes by J K R, is a registered financial advisor currently at RICHARDS FINANCIAL located in Harrisburg, Pennsylvania. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 8 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
J K R
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RICHARDS FINANCIAL | RICHARDS FINANCIAL LLC
Contact Information
Main Address
Riviera Beach, FLMailing Address
110 E 28th St, Riviera Beach, FL 33404Phone Number
(717) 798-8474# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$3,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/27/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1994Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Kyle Richards's CRS (Customer Relationship Summary).
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