Gregg S. Fisher

QUENT CAPITAL

New York, NY 10036

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CRD#: 2271529

Professional summary

Gregg Scott Fisher, CFP® is a registered financial advisor currently at QUENT CAPITAL, LLC located in New York, New York.

Gregg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gregg has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Founder & Portfolio Manager since April 2020 for: Quent Capital LLC (Registered Investment Advisor), 1120 Avenue of the Americas, 4th Floor, New York, NY 10036. This position of Portfolio Manager for the Quent Long Short Small Cap Hedge Fund is a full-time position, is investments related and performed during securities trading hours. Owner and Adviser, since January 2019 of: Gerstein Tax Services, LLC. 375 First Street, Brooklyn, NY 11215. This company provides tax-preparation and consulting. This position is a non-operator position, is not investment related and is performed during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Scott Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

February 19, 2021 - Present

QUENT CAPITAL, LLC

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY, 10036

RIA

CRD#: 308203

New York, NY

Past

September 24, 2023 - December 31, 2024

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

CRD#: 153322

PORTSMOUTH, NH

Past

September 21, 2021 - November 2, 2021

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

NEW YORK, NY

Past

April 2, 2018 - November 11, 2019

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

New York, NY

Past

November 2, 2016 - November 11, 2019

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

BRIDGEPORT, CT

Past

November 2, 2016 - November 11, 2019

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BRIDGEPORT, CT

Past

February 24, 2004 - August 9, 2017

GFA SECURITIES, LLC

CRD#: 128568

NEW YORK, NY

Past

August 1, 2003 - March 3, 2004

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

NEW YORK, NY

Past

August 1, 2003 - March 3, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

June 18, 2003 - November 29, 2016

GERSTEIN FISHER

RIA

CRD#: 118551

NEW YORK, NY

Past

February 17, 1994 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

NEW YORK, NY

Past

October 29, 1993 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

August 31, 1992 - September 24, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 31, 1992 - September 24, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUENT CAPITAL, LLC

CRD#: 308203 / SEC#: 801-118601

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/28/2023)

IAR

Connecticut
(11/28/2023)

IAR

Florida
(1/3/2024)

IAR

Louisiana
(4/12/2024)

IAR

Maryland
(11/28/2023)

IAR

Massachusetts
(12/21/2023)

IAR

New Jersey
(11/28/2023)

IAR

New York
(2/19/2021)

IAR

Pennsylvania
(11/28/2023)

IAR

Texas
(4/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/5/2000

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/1998

General Securities Principal Examination

Current Firm

QUENT CAPITAL, LLC

CRD#: 308203 / SEC#: 801-118601

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

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Contact information

Main Address

1120 Avenue Of The Americas 4th Floor, New York, NY, 10036

Mailing Address

Phone number

(212) 796-0707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,406
AUM (Assets Under Management)	$ 1,647,915,798

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/19/2024	Cover Page	Report
11/30/2023	Cover Page	Report
08/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Gregg S. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Scott Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

GFA SECURITIES, LLC

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

GERSTEIN FISHER

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

QUENT CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1998

Series 63

Date: 9/4/1992

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/29/1992

Series 53

Date: 12/5/2000

Series 24

Date: 3/11/1998

Current Firm

QUENT CAPITAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

QUENT CAPITAL, LLC

TRUST BUT VERIFY

Contact information

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