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JM

John Patrick Maselli

CRD# 2271425·Registered 1993 - 2022
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Patrick Maselli was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1993 - 2022. John had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

INTEGRITY CAPITAL, LLC·CRD# 285198
BD
Scottsdale, AZ
November 18, 2019 - July 28, 2022
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
July 7, 2015 - November 22, 2017
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Indianapolis, IN
January 18, 2012 - June 25, 2013
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Boston, MA
January 19, 2010 - January 4, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
May 21, 2002 - May 11, 2009
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Ann Arbor, MI
August 8, 2001 - May 24, 2002
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Columbus, OH
November 4, 1998 - July 2, 2001
CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
August 3, 1998 - October 1, 1998
STANDARD BROKERAGE SERVICES, INC.·CRD# 14387
BD
February 27, 1998 - July 29, 1998
INDEPENDENCE ONE BROKERAGE SERVICES, INC.·CRD# 17529
BD
Farmington Hills, MI
November 22, 1996 - February 27, 1998
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
July 1, 1996 - November 26, 1996
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
Columbus, OH
September 26, 1994 - July 1, 1996
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
August 24, 1993 - June 28, 1994
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
August 24, 1993 - June 28, 1994

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Current Firm

IC
INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: 8-69829
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone Number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER—
BAKER, ANDREA KPRINCIPAL FINANCIAL OFFICER5533991
BAKER, ANDREA KFINOP5533991
BAKER, ANDREA KCHIEF FINANCIAL OFFICER5533991
BAKER, ANDREA KPRINCIPAL OPERATIONS OFFICER5533991
DENHAM, ERIC TODDPRESIDENT1812039
PATTERSON, GINNIE SUZANNECHIEF COMPLIANCE OFFICER6329958

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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