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Benjamin Vincent Salmonese Jr

CRD# 2271379·Registered 1992 - 1996
Barred: Benjamin Vincent Salmonese JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Benjamin Vincent Salmonese JR, who also goes by Benjamin Salmonese, Benny Salmonese Jr, was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 1992 - 1996. Benjamin had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benjamin Salmonese, Benny Salmonese Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
November 1, 1996 - December 17, 1996
LT LAWRENCE & CO., INC.·CRD# 31956
BD
New York, NY
July 19, 1996 - October 28, 1996
STATE CAPITAL MARKETS CORPORATION·CRD# 13685
BD
New York, NY
July 8, 1996 - July 11, 1996
NATIONWIDE SECURITIES CORPORATION·CRD# 29720
BD
Valrico, FL
February 27, 1996 - June 26, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
July 19, 1995 - August 22, 1995
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
June 16, 1995 - June 30, 1995
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
July 27, 1994 - March 31, 1995
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
September 23, 1993 - August 31, 1994
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
October 9, 1992 - September 9, 1993

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Current Firm

LC
LCP CAPITAL CORP.

FIRST HANOVER SECURITIES, INC. | THE NO LOAD FUNDS SERVICE CORP. | LEXINGTON CAPITAL PARTNERS & CO., INC. | LCP CAPITAL CORP. | HANOVER CONCEPTS, INC.

CRD#: 14469 / SEC#: 8-44577
BD
Terminated by SEC on 03/24/2001

Contact Information

Established

Delaware since 06/27/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HANOVER LPOWNER—
LMJG LPOWNER—
WESTAR CAPITAL CORPOWNER—
ALIOTTA, ANTHONY JOSEPH JRBRANCH MANAGER/DIRECTOR2835162
ARMITAGE, RONALD DAVIDCOMPLIANCE OFFICER7228
BRODY, KEVIN PATRICKSALES MANAGER/DIRECTOR1912980
CUTRONE, NICHOLAS ALEXANDERASSISTANT BRANCH MANAGER2692158
MURRAY, DAVID MICHAELASSISTANT BRANCH MANAGER1870050
NEWMAN, IRA BERNARDCFO1242346
RICCA, GREGORY EMMANUELBRANCH MANAGER/DIRECTOR2080220
STOFFERS, CHARLES STEVENPRESIDENT/CCO826603

Disclosures

Regulatory Event

19

Arbitration

31

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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