Myungsup Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myungsup Kim, who also goes by David M Kim, Myung Sup Kim, was a registered financial professional .
Myungsup is a previously registered financial professional and started their career in finance in 1993. Myungsup had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2013 - July 25, 2024
PALISADES PARTNERS ASSET MANAGEMENT, LLC
June 16, 2005 - May 13, 2014
KBFG SECURITIES AMERICA INC.
August 28, 2002 - June 1, 2005
MIRAE ASSET SECURITIES (USA) INC.
July 1, 1998 - November 13, 1998
ABN AMRO SECURITIES LLC
January 30, 1998 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
January 29, 1997 - November 7, 1997
CREDIT SUISSE SECURITIES (USA) LLC
February 5, 1993 - October 17, 1996
MIRAE ASSET SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
PALISADES PARTNERS ASSET MANAGEMENT, LLC
CRD#: 167418 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 6,178,623 |
Red Flags
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