Gregory A. Perry
Professional summary
Gregory Alfred Perry is a registered financial professional currently at CU INVESTMENT SOLUTIONS LLC located in Albany, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1992. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Alfred Perry's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2012 - Present
CU INVESTMENT SOLUTIONS LLC
Office #1: 4 Tower Place, Suite 501, Albany, NY 12203May 2, 2007 - December 31, 2018
BALANCE SHEET SOLUTIONS LLC
June 30, 2006 - November 30, 2012
BALANCE SHEET SOLUTIONS LLC
November 28, 2005 - June 30, 2006
CU INVESTMENT SOLUTIONS LLC
May 26, 2005 - October 28, 2005
MEMBERTRADE FINANCIAL GROUP, LLC
March 4, 2004 - May 19, 2005
WELLS FARGO CLEARING SERVICES, LLC
March 27, 2002 - August 8, 2003
CETERA INVESTMENT SERVICES LLC
March 21, 2001 - March 26, 2002
WELLS FARGO CLEARING SERVICES, LLC
August 27, 1992 - November 22, 1993
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2025)
(2/19/2025)
(11/30/2012)
(2/19/2025)
(2/19/2025)
(2/19/2025)
(1/16/2013)
(2/19/2025)
(2/19/2025)
(11/30/2012)
(2/19/2025)
(3/10/2025)
(2/19/2025)
(3/25/2025)
(1/5/2015)
(11/30/2012)
(2/19/2025)
(9/27/2024)
(2/18/2025)
(11/30/2012)
(2/19/2025)
(2/19/2025)
(6/13/2025)
(5/16/2025)
(2/19/2025)
Exams
FINRA
Current Firm
CU INVESTMENT SOLUTIONS LLC
CRD#: 43753 / SEC#: , 8-50400
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLOYA CORPORATE FCU | OWNER | |
| CATALYST FEDERAL CREDIT UNION | OWNER | |
| CORPORATE AMERICA CREDIT UNION | OWNER | |
| MILLENNIUM CORPORATE CREDIT UNION | OWNER | |
| TRICORP FEDERAL CREDIT UNION | OWNER | |
| VOLUNTEER CORPORATE CREDIT UNION | OWNER | |
| BECKER, JOSHUA DAMON | CHIEF OPERATING OFFICER | 5784666 |
| JACKSON, MATTHEW DAVID | CEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 3251494 |
| THOMAS, BRADFORD LOWELL | CHIEF FINANCIAL OFFICER | 6180244 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
