Kimila L. Cummings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimila L Cummings, who also goes by Kim L Cummings, Kim Cummings, Kimila Lynn Cummings, was a registered financial professional .
Kimila is a previously registered financial professional and started their career in finance in 1992. Kimila had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - February 20, 2025
FIRST COMMAND ADVISORY SERVICES
September 8, 2014 - February 20, 2025
FIRST COMMAND BROKERAGE SERVICES, INC.
August 28, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
November 16, 2011 - October 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 2011 - October 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 17, 1994 - March 21, 1995
CITIGROUP GLOBAL MARKETS INC.
July 10, 1993 - November 4, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 16, 1992 - February 8, 1993
DICKINSON & CO.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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