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RB

Raymond J. Belski

Some features on this profile are disabled
CRD#: 2271077
RB

Professional summary

Raymond John Belski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Raymond is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Raymond had worked at 9 firms, which includes MOLONEY SECURITIES CO. INC., NORTHRIDGE CAPITAL CORPORATION, FIRST MADISON SECURITIES INC., BAXTER BANKS & SMITH LTD., FIRST SECURITIES USA INC., SMITH CULVER INVESTMENTS, BARRON CHASE SECURITIES INC., ARGENT SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ray John Belski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 19, 2000 - January 5, 2001

MOLONEY SECURITIES CO., INC.

BD
CRD#: 38535
MANCHESTER, MO
Past

June 23, 2000 - July 2, 2001

NORTHRIDGE CAPITAL CORPORATION

BD
CRD#: 16467
MELVILLE, NY
Past

June 9, 2000 - June 12, 2000

FIRST MADISON SECURITIES, INC.

BD
CRD#: 38820
BOCA RATON, FL
Past

February 12, 1998 - April 24, 2000

BAXTER BANKS & SMITH, LTD.

BD
CRD#: 40771
ST. PETERSBURG, FL
Past

July 21, 1997 - January 20, 1998

FIRST SECURITIES USA, INC.

BD
CRD#: 39986
IRVINE, CA
Past

December 4, 1995 - September 19, 1996

SMITH CULVER INVESTMENTS

BD
CRD#: 24007
SAN FRANCISCO, CA
Past

September 18, 1995 - September 20, 1995

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

January 3, 1995 - July 29, 1996

ARGENT SECURITIES, INC.

BD
CRD#: 15297
ATLANTA, GA
Past

March 18, 1994 - December 31, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/22/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/2/1997
General Securities Principal Examination

Current Firm

MS
MOLONEY SECURITIES CO., INC.
ADVANCED FINANCIAL SOLUTIONS, LLC | WESTPORT ADVISORY GROUP | WARREN FINANCIAL SERVICES | VANCE CAPITAL | THE RESOURCE PARTNERS GROUP | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SYNERGISTIC FINANCIAL | SUGAR CREEK INVESTMENT ADVISORY GROUP, LLC | STERLING CAPITAL MANAGEMENT | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT, INC. | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SECURUS SENIOR PLANNING SOLUTIONS, LLC | SECURUS | SAT WEALTH MANAGEMENT LLC | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH GROUP | ROYAL ROUTE COMPANY LLC | PROFESSIONAL INVESTMENT MANAGEMENT | PLANNED INVESTMENT CO INC | NMG FINANCIAL SERVICES | NET STREET BROKERAGE | MOSECO ASSET MANAGEMENT | MONETARY MANAGEMENT GROUP, INC. | MOLONEY SECURITIES CO., INC. | MOLONEY SECURITIES ASSET MANAGEMENT | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, INC. | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JIM RAIA INVESTMENT GROUP | JCL CAPITAL MANAGEMENT, LLC | JCL CAPITAL MANAGEMENT | INVESTMENT CENTER OF TOMAHAWK | INVESTMENT CENTER OF ESTES PARK, INC. | INVESTMENT CENTER OF ESTES PARK | INVESTMENT CENTER | HERITAGE INVESTMENT MANAGEMENT, LLP | HERITAGE INVESTMENT MANAGEMENT LLP | GRAND GLAIZE WEALTH MANAGEMENT | GENE PANASENKO, INC. | FIRST MID AMERICA, INC. | EVERHART WEALTH MANAGEMENT LLC | CP WEALTH | CORRIGAN-JONES INVESTMENT ADVISORS | CHRISTIANSON FINANCIAL ADVISORS, LLC | CHANEY & ASSOCIATES | CANDICE MONTIE INSURANCE & INVESTMENTS | C&A FINANCIAL ADVISORS | BRIDGES FINANCIAL ASSOCIATES, INC. | BRIDGES FINANCIAL ASSOCIATES | ATLANTIC SENIOR ADVISORS LLC | ASSET ALLIANCE FINANCIAL | ARTISAN ASSET MANAGEMENT, LLC | ARTISAN ASSET MANAGEMENT | ARLINGTON FINANCIAL SERVICES

CRD#: 38535 / SEC#: 801-64722, 8-48326

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
13537 Barrett Parkway Drive Suite 300, Manchester, MO 63021
Mailing Address
13537 Barrett Parkway Drive #300, Manchester, MO 63021
Phone number
(314) 909-0600
Established
Missouri since 05/03/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOLONEY SECURITIES - FORM ADV PART 2A BROCHURE - MARCH 2016 (3/29/2016)

Direct owners and executive officers

NamePositionCRD#
BRIAR GREEN HOLDINGS, INC.OWNER
CORRIGAN, BRIAN PATRICKINVESTOR/DIRECTOR4258969
HANCOCK, DONALD RALPHCHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN828811
HOLOWATUK, WILLIAM JAMESDIRECTOR OF COMPLIANCE6107023
HUME, SCOTT ALLENINVESTOR/DIRECTOR2894512
MEDLEY, JOSEPH RONALD JRINVESTOR/DIRECTOR2619119
MOLONEY, EDWARD JOHN JRPRESIDENT, OFFICER/DIRECTOR3188341
ROSEMAN, JEFFREY PATRICKCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP6296481
STEEL, GEORGE DONALDINVESTOR/DIRECTOR716992
WIESER, RYAN MATHEWVICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR4940639

Disclosures

Regulatory Event10
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOLONEY SECURITIES CO., INC.

CRD#: 38535

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