Pamela K. Price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Kathleen Price was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1992. Pamela had worked at 9 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2016 - September 11, 2017
ALTERITY FINANCIAL GROUP, LLC
December 17, 2013 - March 11, 2014
PRINCIPAL SECURITIES, INC.
December 2, 2013 - March 11, 2014
PRINCIPAL SECURITIES, INC.
May 3, 2013 - October 31, 2013
VALIC FINANCIAL ADVISORS, INC.
April 29, 2013 - October 31, 2013
VALIC FINANCIAL ADVISORS, INC.
January 9, 2012 - October 4, 2012
MSI FINANCIAL SERVICES, INC.
December 14, 2011 - October 4, 2012
MSI FINANCIAL SERVICES, INC.
February 17, 2011 - December 8, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 10, 2010 - December 8, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 7, 1998 - September 9, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 2, 1995 - April 12, 1996
IDS LIFE INSURANCE COMPANY
November 2, 1995 - April 12, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
November 6, 1992 - October 29, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTERITY FINANCIAL GROUP, LLC
CRD#: 153534 / SEC#: 801-79430
Contact information
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 120,873,719 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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