Robert V. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Vincent Newman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 11 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - January 22, 2025
STILLPOINT CAPITAL, LLC
January 23, 2012 - December 3, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - December 3, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 20, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
February 9, 2001 - April 10, 2002
WMA SECURITIES, INC.
September 27, 1999 - November 21, 2000
INVESTMENT CENTERS OF AMERICA, INC.
September 21, 1999 - November 20, 2000
INVEST FINANCIAL CORPORATION
April 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 21, 1997 - April 1, 1998
BARNETT INVESTMENTS, INC.
June 26, 1994 - June 23, 1997
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
March 15, 1994 - August 5, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N
February 17, 1994 - August 5, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N
September 2, 1992 - July 22, 1994
ROTHSCHILD GLOBAL INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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