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RN

Robert Vincent Newman

CRD# 2270957·Registered 1992 - 2025
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Vincent Newman was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1992 - 2025. Robert had worked at 11 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years registered in the securities industry

Current & Past Employments

Past

STILLPOINT CAPITAL, LLCPast·CRD# 133146
BD
Tampa, FL
January 6, 2014 - January 22, 2025
TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164
RIA
Tampa, FL
January 23, 2012 - December 3, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164
BD
Tampa, FL
January 6, 2012 - December 3, 2013
WORLD GROUP SECURITIES, INC.Past·CRD# 114473
BD
Cullman, AL
June 20, 2002 - January 6, 2012
WMA SECURITIES, INC.Past·CRD# 32625
BD
Duluth, GA
February 9, 2001 - April 10, 2002
INVESTMENT CENTERS OF AMERICA, INC.Past·CRD# 16443
BD
Appleton, WI
September 27, 1999 - November 21, 2000
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
BD
Appleton, WI
September 21, 1999 - November 20, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Boston, MA
April 1, 1998 - December 11, 1998
BARNETT INVESTMENTS, INC.Past·CRD# 14897
BD
Jacksonville, FL
July 21, 1997 - April 1, 1998
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATEDPast·CRD# 14538
BD
Tampa, FL
June 26, 1994 - June 23, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0NPast·CRD# 20016
BD
March 15, 1994 - August 5, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0NPast·CRD# 20016
BD
Deerfield Beach, FL
February 17, 1994 - August 5, 1994
ROTHSCHILD GLOBAL INVESTMENTS, INC.Past·CRD# 16700
BD
September 2, 1992 - July 22, 1994

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Current Firm

SC
STILLPOINT CAPITAL, LLC

FIRST LEGACY GLOBAL MARKETS, LLC | STOCK SALE COMPLIANCE LLC | STILLPOINT CAPITAL, LLC | STILLPOINT CAPITAL PARTNERS | STILLPOINT CAPITAL MARKETS | STILLPOINT CAPITAL AFFILIATES

CRD#: 133146 / SEC#: 8-66688
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

4830 West Kennedy Blvd Suite 600, Tampa, FL 33609

Mailing Address

4830 West Kennedy Blvd Suite 600, Tampa, FL 33609

Phone Number

(813) 891-9100

Established

Florida since 04/19/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMY C. CROSS, P.A.OWNER—
BOLTON, RYAN LEEPRESIDENT & CCO6872016
CAMPBELL, ROBERT NMNFINOP, PFO & POO1349154
FOLEY, AMY CCEO, DESIGNATED PRINCIPAL, EXECUTIVE REP.4485658

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1999About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1993About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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