Richard A. Darquea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Anthony Darquea, who also goes by Rick Darquea, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - November 14, 2011
R.M. STARK & CO., INC.
September 2, 2010 - April 13, 2011
FORGE FINANCIAL GROUP, INC.
June 26, 2008 - December 2, 2009
DAWSON JAMES SECURITIES, INC.
February 7, 2008 - July 18, 2008
NATIONAL SECURITIES CORPORATION
September 5, 2006 - February 7, 2008
CAPITAL GROWTH FINANCIAL, LLC
April 22, 2003 - September 5, 2006
NEWBRIDGE SECURITIES CORPORATION
January 2, 2002 - April 22, 2003
OPPENHEIMER & CO. INC.
September 26, 2000 - January 2, 2002
PRIME CHARTER LTD.
September 30, 1998 - November 2, 2000
BARRON CHASE SECURITIES, INC.
March 7, 1996 - October 13, 1998
GRUNTAL & CO., L.L.C.
June 18, 1993 - March 29, 1996
GKN SECURITIES CORP.
May 12, 1993 - May 26, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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