Michael G. Whitehouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Geoffrey Whitehouse, who also goes by Michael G Whitehouse, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2012 - June 28, 2012
COASTAL TRADE SECURITIES, LLC
May 23, 2000 - December 3, 2001
SWISS RE CAPITAL MARKETS CORPORATION
May 15, 2000 - November 13, 2001
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
March 22, 1999 - May 9, 2000
BNP PARIBAS SECURITIES CORP.
May 18, 1995 - November 26, 1997
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
December 7, 1992 - February 14, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
