Tracy R. Olson
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 2270789
Professional summary
Tracy Reinhold Olson, who also goes by Tracy Lynn Reinhold, Tracy Reinhold, is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Tracy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Tracy has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Tracy is a Registered Representative with FMN Capital Corporation and is an Investment Advisor Representative of FMN. She holds a Series 7 (General Securities Representative Exam) and 66 (Uniform Investment Adviser - Combined State Laws Exam) securities license along with her CA life and disability licenses. Tracy works closely with the advisors and clients of FMN to develop creative cash flow and tax strategies to help ensure our clients are maximizing their opportunities.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tracy Lynn Reinhold | Tracy Reinhold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
#1 SELF-EMPLOYED DISTRIBUTER FOR ADVOCARE PRODUCTS, SELLING NUTRITIONAL, WEIGHT-MANAGEMENT, SPORTS PERFORMANCE AND SKIN CARE PRODUCTS. LOCATED AT: 2801 SUMMIT AVENUE PLANO, TX 75074. THIS IS A PART TIME, OUTSIDE ACTIVITY AND DOES NOT INVOLVE ANY SALES OR MARKETING OT SECURITIES CLIENTS. #2 Enrolled agent with IRS- Provides tax preparation services. Not investment related. #3 APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Reinhold Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2007 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
January 23, 2007 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691Office #2: 26041 Acero, Mission Viejo, CA 92691Office #3: 26035 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
June 15, 1995 - November 17, 1995
FMN CAPITAL CORPORATION
BD
CRD#: 38105
MISSION VIEJO, CA
Past
June 9, 1994 - June 14, 1995
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/20/2021)
RR
California(12/6/2007)
IAR
California(12/7/2007)
RR
Colorado(7/10/2024)
RR
Florida(7/10/2024)
RR
Georgia(6/3/2011)
RR
Illinois(7/10/2024)
RR
Maryland(7/10/2024)
RR
Missouri(7/10/2024)
RR
Nevada(2/18/2016)
RR
North Carolina(7/10/2024)
RR
Oregon(11/8/2021)
RR
South Carolina(5/27/2015)
RR
Texas(6/1/2020)
IAR
Texas(7/31/2024)
RR
Virginia(7/10/2024)
RR
Washington(7/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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