Edward T. Wu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Teshen Wu, who also goes by Edward Te Shen Wu, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1992. Edward had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2012 - June 30, 2016
BRYANT PARK CAPITAL SECURITIES, INC.
October 30, 2010 - June 30, 2011
INTELLIVEST SECURITIES, INC.
June 7, 2010 - September 24, 2010
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
June 21, 2007 - August 1, 2008
HMC INVESTMENTS, LLC
November 20, 2000 - July 22, 2002
CRT CAPITAL GROUP LLC
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
August 20, 1997 - December 23, 1999
CITIGROUP GLOBAL MARKETS INC.
September 3, 1992 - September 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRYANT PARK CAPITAL SECURITIES, INC.
CRD#: 20433 / SEC#: , 8-38238
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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