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EW

Edward Teshen Wu

CRD# 2270721·Registered 1992 - 2016
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Teshen Wu, who also goes by Edward Te Shen Wu, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1992 - 2016. Edward had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward Te Shen Wu

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years registered in the securities industry

Current & Past Employments

Past

BRYANT PARK CAPITAL SECURITIES, INC.Past·CRD# 20433
BD
Blue Bell, PA
May 25, 2012 - June 30, 2016
INTELLIVEST SECURITIES, INC.Past·CRD# 145022
BD
Riverdale, GA
October 30, 2010 - June 30, 2011
METROPOLITAN CAPITAL INVESTMENT BANC, INC.Past·CRD# 148820
BD
Chicago, IL
June 7, 2010 - September 24, 2010
HMC INVESTMENTS, LLCPast·CRD# 40581
BD
New York, NY
June 21, 2007 - August 1, 2008
CRT CAPITAL GROUP LLCPast·CRD# 28830
BD
Stamford, CT
November 20, 2000 - July 22, 2002
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
August 20, 1997 - December 23, 1999
SALOMON BROTHERS INC.Past·CRD# 740
BD
New York, NY
November 29, 1997 - September 1, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
September 3, 1992 - September 2, 1994

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Current Firm

BP
BRYANT PARK CAPITAL SECURITIES, INC.

BRYANT PARK CAPITAL SECURITIES, INC. | WELLESLEY SECURITIES, INC. | WELLESLEY RESOURCES, INC. | BRYANT PARK CAPITAL, INC.

CRD#: 20433 / SEC#: 8-38238
BD
Terminated by SEC on 08/31/2026

Contact Information

Established

Delaware since 01/16/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BRYANT PARK CAPITAL LLCPARENT COMPANY—
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
BENDER, STEVEN CHRISTOPHERFINANCIAL AND OPERATIONS PRINCIPAL2650187
MAGERMAN, JOEL DPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, SUPERVISOR OF INVESTMENT BANKING4432343

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jun 2010About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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