Elva Kereszti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elva Kereszti, who also goes by Elva M Leon, Elva Milagros Leon, was a registered financial professional .
Elva is a previously registered financial professional and started their career in finance in 1993. Elva had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2014 - December 13, 2016
STRATEGIC ADVISERS LLC
March 28, 2014 - December 14, 2016
FIDELITY BROKERAGE SERVICES LLC
July 30, 2013 - April 1, 2014
MORGAN STANLEY
June 28, 2013 - April 1, 2014
MORGAN STANLEY
July 29, 2005 - September 12, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 2002 - August 4, 2005
CITICORP INVESTMENT SERVICES
June 6, 2002 - September 3, 2002
WAMU INVESTMENTS, INC.
May 18, 1994 - March 21, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 10, 1994 - March 24, 1994
CIBC WORLD MARKETS CORP.
January 6, 1994 - January 12, 1994
SBC WARBURG DILLON READ INC.
July 15, 1993 - January 18, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 23, 1993 - May 21, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
