Jerry Ray Gray
CFP®Professional Summary
Jerry Ray Gray, CFP®, who also goes by Jerry R Gray, is a registered financial advisor currently at GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC located in Tempe, Arizona and LPL FINANCIAL LLC located in Tempe, Arizona. Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jerry has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate Planning
- Retirement Planning
- Comprehensive Financial Planning
- Investment Planning
- Insurance Planning
Other Aliases
Jerry R Gray
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1095 West Rio Salado Parkway Suite 101, Tempe, AZ 85281Phone Number
(480) 557-9727# of Employees
5SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
998AUM (Assets Under Management)
$297,272,886Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(6/23/2010)
(8/29/2003)
(1/17/2020)
(8/29/2003)
(9/23/2003)
(8/14/2012)
(10/26/2012)
(8/29/2003)
(9/1/2021)
(8/6/2021)
(9/15/2026)
(9/1/2026)
(9/1/2021)
(8/29/2003)
(6/23/2014)
(9/5/2023)
(7/10/2024)
(10/17/2023)
(8/29/2003)
(1/23/2024)
(1/10/2012)
(8/29/2003)
(6/3/2020)
(9/23/2003)
(9/23/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1992About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 1998About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jerry Ray Gray's CRS (Customer Relationship Summary).
Services Offered by Jerry
- Estate Planning
- Retirement Planning
- Comprehensive Financial Planning
- Investment Planning
- Insurance Planning
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