JG
Jerry R. Gray
GRAYSTONE PARTNERS WEALTH MANAGEMENT
TEMPE, AZ 85281
Some features on this profile are disabled
CRD#: 2270560
JG
Professional summary
Jerry Ray Gray, CFP®, who also goes by Jerry R Gray, is a registered financial advisor currently at GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC located in Tempe, Arizona and LPL FINANCIAL LLC located in Tempe, Arizona.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jerry has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Jerry R Gray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/29/2011: JG FINANCIAL SERVICES, INC. - INV REL - 1095 W. RIO SALADO PKWY. 101, TEMPE, AZ 85281 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 5% OF TIME SPENT - FOR PAYING BILLS ONLY 2. 03/05/2013: GRAYSTONE PARTNERS, WEALTH MANAGEMENT - INV REL - 1095 W. RIO SALADO PKWY. 101, TEMPE, AZ 85281 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 11/06/2015 - Three Grays, LLC - INV REL - Mesa, AZ - Real Estate Rental - START 10/03/2012 - 1 HOUR PER MONTH 4. 1/27/2020 - Graystone Partners Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/03/2020 - 160 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Graystone Partners Wealth Management, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/21/2021 - Mesquite Holdings LLC - Investment Related - 2714 E. Rawhide St Gilbert, AZ 85296 - Real Estate Rental - Start Date: 12/13/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Home builder. 6. 10/19/2022 - Lion Street Private Client Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 10/01/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 7. 09/10/2024 - Graystone Partners Wealth Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/07/2023 - 10 Hours per Month/ 5 Hours During Trading - I provide investment advisory services to GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 12/19/2024- JKG Real Holdings LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 07/15/2008- 1 Hour Per Month
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Ray Gray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 17, 2020 - Present
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
Office #1: 1095 West Rio Salado Parkway Suite 101, Tempe, AZ 85281RIA
CRD#: 306068
TEMPE, AZ
Current
August 29, 2003 - Present
LPL FINANCIAL LLC
Office #1: 1095 W. Rio Salado Pkwy. 101, Tempe, AZ 85281RIA
BD
CRD#: 6413
TEMPE, AZ
Past
July 10, 2008 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN DIEGO, CA
Past
January 6, 1995 - September 2, 2003
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
September 17, 1992 - January 17, 1995
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
CRD#: 306068 / SEC#: 801-117895
RIA
Registered Investment Advisory firm - (1/3/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/23/2010)
RR
Arizona(8/29/2003)
IAR
Arizona(1/17/2020)
RR
California(8/29/2003)
RR
Colorado(9/23/2003)
RR
Connecticut(8/14/2012)
RR
Hawaii(1/2/2025)
RR
Idaho(10/26/2012)
RR
Illinois(8/29/2003)
RR
Iowa(9/1/2021)
RR
Louisiana(8/6/2021)
RR
Maryland(9/1/2022)
RR
Michigan(9/1/2021)
RR
Minnesota(11/26/2024)
RR
Missouri(8/29/2003)
RR
Montana(6/23/2014)
RR
Nebraska(9/5/2023)
RR
New Hampshire(7/10/2024)
RR
New Mexico(10/17/2023)
RR
Ohio(8/29/2003)
RR
Oregon(1/23/2024)
RR
Pennsylvania(1/10/2012)
RR
Puerto Rico(12/15/2023)
RR
Texas(8/29/2003)
IAR
Texas(6/3/2020)
RR
Utah(1/8/2025)
RR
Vermont(9/9/2021)
RR
Washington(9/23/2003)
RR
West Virginia(9/23/2003)
RR
Wisconsin(7/1/2024)
RR
Wyoming(7/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GP
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
CRD#: 306068 / SEC#: 801-117895
RIA
Registered Investment Advisory firm - (1/3/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1095 West Rio Salado Parkway Suite 101, Tempe, AZ 85281
Mailing Address
Phone number
(480) 557-9727
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,642 |
| AUM (Assets Under Management) | $ 348,943,355 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
CRD#: 306068Tempe, AZ 85281TRUST BUT VERIFY
Monitor Jerry Gray
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
