Jerry Ray Gray

1. 09/29/2011: JG FINANCIAL SERVICES, INC. - INV REL - 1095 W. RIO SALADO PKWY. 101, TEMPE, AZ 85281 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 5% OF TIME SPENT - FOR PAYING BILLS ONLY 2. 03/05/2013: GRAYSTONE PARTNERS, WEALTH MANAGEMENT - INV REL - 1095 W. RIO SALADO PKWY. 101, TEMPE, AZ 85281 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 11/06/2015 - Three Grays, LLC - INV REL - Mesa, AZ - Real Estate Rental - START 10/03/2012 - 1 HOUR PER MONTH 4. 1/27/2020 - Graystone Partners Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/03/2020 - 160 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Graystone Partners Wealth Management, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/21/2021 - Mesquite Holdings LLC - Investment Related - 2714 E. Rawhide St Gilbert, AZ 85296 - Real Estate Rental - Start Date: 12/13/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Home builder. 6. 10/19/2022 - Lion Street Private Client Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 10/01/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 7. 09/10/2024 - Graystone Partners Wealth Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/07/2023 - 10 Hours per Month/ 5 Hours During Trading - I provide investment advisory services to GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 12/19/2024- JKG Real Holdings LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 07/15/2008- 1 Hour Per Month