Michael E. Rasmussen
Professional summary
Michael Edward Rasmussen, who also goes by Mike E Rasmussen, is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Parsippany, New Jersey and HENNION & WALSH, INC. located in Parsippany, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Rasmussen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2020 - Present
HENNION & WALSH ASSET MANAGEMENT, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054January 13, 2020 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018August 21, 2019 - January 21, 2020
FINPRO CAPITAL ADVISORS, INC.
October 6, 2008 - April 9, 2019
PNC FIG ADVISORY, INC.
July 19, 2007 - August 12, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 22, 2002 - July 19, 2007
RYAN BECK & CO.
November 10, 1992 - April 25, 2002
MCCONNELL, BUDD & ROMANO, INC.
Primary Firm SEC Registration
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2020)
(1/28/2020)
(2/7/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,423 |
| AUM (Assets Under Management) | $ 590,106,063 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/28/2025 | ||
| 09/26/2024 | ||
| 10/27/2023 |
Red Flags
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