Karl R. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karl Robert Wilson, who also goes by Karl R Wilson, Rusty Wilson, was a registered financial professional .
Karl is a previously registered financial professional and started their career in finance in 1992. Karl had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2014 - November 23, 2015
VANTAGE POINT WEALTH MANAGEMENT
October 9, 2009 - July 23, 2015
LPL FINANCIAL LLC
October 9, 2009 - July 23, 2015
LPL FINANCIAL LLC
October 5, 2009 - October 21, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - October 21, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
January 6, 2006 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
January 6, 2006 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
September 23, 1994 - January 13, 2006
PIPER SANDLER & CO.
September 8, 1992 - October 7, 1994
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
VANTAGE POINT WEALTH MANAGEMENT
CRD#: 167886 / SEC#: 801-99343
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANTAGE POINT WEALTH MANAGEMENT
CRD#: 167886 / SEC#: 801-99343
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
