Bryan A. Kettel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Arthur Kettel was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1992. Bryan had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2021 - December 31, 2024
SCS
February 8, 2017 - March 9, 2021
LPL FINANCIAL LLC
February 8, 2017 - October 28, 2021
LPL FINANCIAL LLC
January 3, 2011 - February 8, 2017
WOODBURY FINANCIAL SERVICES, INC.
January 3, 2011 - February 8, 2017
WOODBURY FINANCIAL SERVICES, INC.
February 19, 2002 - January 4, 2011
PRUCO SECURITIES, LLC.
February 13, 2002 - January 4, 2011
PRUCO SECURITIES, LLC.
June 10, 1998 - January 31, 2002
HORNOR, TOWNSEND & KENT, LLC
September 22, 1997 - June 15, 1998
NYLIFE SECURITIES LLC
October 14, 1992 - August 22, 1997
METROPOLITAN LIFE INSURANCE COMPANY
October 14, 1992 - August 22, 1997
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SCS
CRD#: 310849 / SEC#: 801-119764
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCS
CRD#: 310849 / SEC#: 801-119764
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 1,637,626,061 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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