NA
Nasser Afzali
TRANSAMERICA FINANCIAL ADVISORS
Oak Brook, IL 60523
Some features on this profile are disabled
CRD#: 2270384
NA
Professional summary
Nasser Afzali is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Oak Brook, Illinois.
Nasser is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Nasser has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. The Promise Land Charities Inc | Investment Related No; 2507 Dundee Rd Northbrook IL 60062 8474155700 | Accountant, registered agent & Board | 12/2023 | Charity related activities for Farsi Church 0 hours during trading hours in detail | Charity related fund raising Netlaw Inc/ 0515-Present/ Investment Related: No / 12910 Shelbyville Road Louisville, Ky 40243 / Consultant / Providing estate planning online document preparation / hrs work monthly: 5 / Sec trading hrs: 2 / Assisting prospects and clients to get to know Netlaw and the importance of having their estate planning documents done UNICARE HEALTH INSURANCE, HEALTH INSURANCE SALES, START 8/2004, 1 HR TIME INSURANCE CO./0609 TO PRESENT/ INVESTMENT RELATED: NO /501 W. MICHIGAN ST. PO BOX 3050 MILWAUKEE, WI 53201-3050/INSURANCE AGENT / HEALTH INSURANCE / hrs work monthly: LESS THAN 85 PERCENT /Sec trading hrs: 0 / HEALTH INSURANCE ILLINOIS MUTUAL/ 0509 TO PRESENT/ INVESTMENT RELATED: NO /300 SW ADAMS ST PEORIA, IL 61634/INSURANCE AGENT /DISABILITY INSURANCE / hrs work monthly: LESS THAN 85 PERCENT /Sec trading hrs: 0 / This is the Farsi Church in Chicago Land / 1221-Present / Investment Related: No / 800 S Rohlwing Rd. Addison, IL 60101 / Executive, Tax & Accounting / Hrs. Work Monthly: 10 / Sec Trading Hrs: 0/ I'll be helping the church with tax and accounting services QUALITY TRAINING INSTITUTE, INC/ 1014-Present / INVESTMENT RELATED:No / 8025 LAMON AVE, 4TH FL, SKOKIE IL 60077 / TRAINER-CONSULTANT / PROVIDE PRO BONO FINANCIAL TRAINING/SEMINARS/ 1.5 HRS/MONTH;/ MANAGING AND RUNNING THE SEMINARS ILLINOIS MUTUAL/ 0509 TO PRESENT/ INVESTMENT RELATED: NO /300 SW ADAMS ST PEORIA, IL 61634/INSURANCE AGENT /DISABILITY INSURANCE / hrs work monthly: LESS THAN 85 PERCENT /Sec trading hrs: 0 / DISABILITY INSURANCE Humana Insurance Co / 0422-Present / Investment Related: No / 440 W Adams St Chicago, IL 60661 / Agent / Insurance Agent / Hrs. Work Monthly: 15 / Sec Trading Hrs: 0 / Health Insurance Activities A CHRISTIAN HEALTH CARE MINISTRY/ 0718-PRESENT / INVESTMENT RELATED: NO / 85 GOLF CREST DR. #205 ACWORTH, GA 30101 / AGENT / HEALTH CARE RELATED SERVICES / HRS WORK MONTHLY: 15 / SEC TRADING HRS: 1 / PROVIDING HEALTH CARE SERVICES BLUE CROSS AND BLUE SHIELD OF ILLINOIS/0609 TO PRESENT/ INVESTMENT RELATED: NO /300 EAST RANDOLPH STREET CHICAGO, IL 60601-5099/ INSURANCE AGENT /HEALTH INSURANCE / hrs work monthly: LESS THAN 85 PERCENT /Sec trading hrs: 0 AETNA INS. CO/ 0804 TO PRESENT/ INVESTMENT RELATED: NO /151 FARMINGTON AVENUE HARTFORD, CT 06156/INSURANCE AGENT /HEALTH INSURANCE / hrs work monthly: LESS THAN 85 PERCENT /Sec trading hrs: 0 ACCOUNTEQUE SERVICES INC/0184 TO PRESENT/ INVESTMENT RELATED: NO / 2460 DUNDEE RD UNIT 185 NORTHBROOK, IL 60065-7907/PRESIDENT / TAX & ACCOUNTING SERVICES TO THE PUBLIC / hrs work monthly: LESS THAN 85 PERCENT /Sec trading hrs: 0 /TAX & ACCOUNTING SERVICES UNICARE HEALTH INS./0804 TO PRESENT/ INVESTMENT RELATED: NO /233 S. WACKER DRIVE SUITE 3900 CHICAGO, IL 60606/INSURANCE AGENT /HEALTH INSURANCE / hrs work monthly: LESS THAN 85 PERCENT /Sec trading hrs: 0 / HEALTH INSURANCE CARIS PREGNANCY COUNSELING AND RESOURCES POSITION: Life Skills workshop volunteer NATURE: workshop volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2025 ADDRESS: 111 N. Wabash Ave., Suite 1501 |, Chicago IL 60602, United States DESCRIPTION: Life Skills workshop volunteer is on a monthly basis and each session is 45 minutes. A brochure is attached.
CRS (Client Relationship Summary) - RIA
Click below to view Nasser Afzali's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nasser Afzali's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2625 Butterfield Rd Suite 126n, Oak Brook, IL 60523RIA
BD
CRD#: 16164
Oak Brook, IL
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2625 Butterfield Rd Suite 126n, Oak Brook, IL 60523RIA
BD
CRD#: 16164
Oak Brook, IL
Past
January 29, 2010 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
OAK BROOK, IL
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
OAK BROOK, IL
Past
May 10, 1999 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
April 12, 1993 - December 10, 1998
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2012)
RR
California(1/6/2012)
RR
Illinois(1/6/2012)
IAR
Illinois(1/6/2012)
IAR
North Carolina(4/1/2022)
RR
Texas(4/1/2022)
IAR
Texas(4/4/2022)
RR
Wisconsin(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Oak Brook, IL 60523TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
