Lee D. Weiss
Professional summary
Lee Dana Weiss was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lee is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Lee had worked at 7 firms, which includes MIP GLOBAL INC., STILLPOINT CAPITAL LLC, FAMILY ENDOWMENT PARTNERS LP, FEP INVESTMENTS LLC, STRATEGIC ADVISERS LLC, FIDELITY BROKERAGE SERVICES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2014 - February 26, 2016
MIP GLOBAL, INC.
March 1, 2011 - August 24, 2015
STILLPOINT CAPITAL, LLC
August 10, 2009 - November 9, 2015
FAMILY ENDOWMENT PARTNERS, LP
January 8, 2009 - March 30, 2009
FEP INVESTMENTS LLC
December 26, 2004 - September 5, 2007
STRATEGIC ADVISERS LLC
March 10, 2004 - December 16, 2004
STRATEGIC ADVISERS LLC
January 5, 2004 - September 5, 2007
FIDELITY BROKERAGE SERVICES LLC
June 4, 1994 - November 12, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 1992 - November 12, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/26/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MIP GLOBAL, INC.
CRD#: 164640 / SEC#: , 8-69110
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
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