RW
Rawn N. Williams
JEFFERIES LLC
ORLANDO, FL 32801
Some features on this profile are disabled
CRD#: 2270328
RW
Professional summary
Rawn Norvelle Williams, who also goes by Williams Norvelle Rawn Norvelle, Rawn Nervelle Williams, Rwan Nervelle Williams, is a registered financial professional currently at JEFFERIES LLC located in Orlando, Florida.
Rawn is registered as a RR (Registered Representative) and started their career in finance in 1992. Rawn has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 30 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Williams Norvelle Rawn Norvelle | Rawn Nervelle Williams | Rwan Nervelle Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rawn Norvelle Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2010 - Present
JEFFERIES LLC
Office #1: 200 S. Orange Avenue Suite 1440, Orlando, FL 32801BD
CRD#: 2347
ORLANDO, FL
Past
April 17, 2009 - October 14, 2010
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
ORLANDO, FL
Past
September 27, 2006 - November 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ORLANDO, FL
Past
February 20, 1998 - May 18, 2006
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ORLANDO, FL
Past
November 23, 1994 - May 9, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
August 31, 1992 - December 14, 1994
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2017)
RR
Alaska(8/7/2017)
RR
Arizona(8/7/2017)
RR
Arkansas(8/7/2017)
RR
California(12/2/2010)
RR
Colorado(8/7/2017)
RR
Connecticut(12/2/2010)
RR
Delaware(8/7/2017)
RR
District of Columbia(12/2/2010)
RR
Florida(12/2/2010)
RR
Georgia(12/2/2010)
RR
Hawaii(8/7/2017)
RR
Idaho(8/7/2017)
RR
Illinois(8/7/2017)
RR
Indiana(8/7/2017)
RR
Iowa(8/7/2017)
RR
Kansas(8/7/2017)
RR
Kentucky(8/7/2017)
RR
Louisiana(8/7/2017)
RR
Maine(8/7/2017)
RR
Maryland(12/2/2010)
RR
Massachusetts(8/7/2017)
RR
Michigan(8/7/2017)
RR
Minnesota(8/7/2017)
RR
Mississippi(8/7/2017)
RR
Missouri(8/7/2017)
RR
Montana(8/7/2017)
RR
Nebraska(8/7/2017)
RR
Nevada(8/7/2017)
RR
New Hampshire(8/7/2017)
RR
New Jersey(8/7/2017)
RR
New Mexico(8/7/2017)
RR
New York(8/7/2017)
RR
North Carolina(8/8/2017)
RR
North Dakota(8/7/2017)
RR
Ohio(12/2/2010)
RR
Oklahoma(8/7/2017)
RR
Oregon(8/14/2017)
RR
Pennsylvania(12/2/2010)
RR
Puerto Rico(8/7/2017)
RR
Rhode Island(8/7/2017)
RR
South Carolina(8/7/2017)
RR
South Dakota(8/7/2017)
RR
Tennessee(8/7/2017)
RR
Texas(8/7/2017)
RR
Utah(8/7/2017)
RR
Vermont(8/7/2017)
RR
Virgin Islands(3/16/2023)
RR
Virginia(12/2/2010)
RR
Washington(8/7/2017)
RR
West Virginia(8/7/2017)
RR
Wisconsin(8/7/2017)
RR
Wyoming(8/7/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JL
JEFFERIES LLC
JEFFERIES & COMPANY, INC. | JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
520 Madison Avenue 16th Floor, New York, NY 10022
Phone number
(212) 284-2300
Established
Delaware since 03/01/2013
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
