Kevin Clark Smith
Professional Summary
Kevin Clark Smith is a registered financial advisor currently at CRESCAT PORTFOLIO MANAGEMENT LLC located in Denver, Colorado. Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kevin has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
CRESCAT CAPITAL LLC | CRESCAT PORTFOLIO MANAGEMENT LLC | CRESCAT PARTNERS LLC | CRESCAT HEDGE PARTNERS LLC
Contact Information
Main Address
44 Cook Street Suite 100, Denver, CO 80206Phone Number
(303) 271-9997# of Employees
10SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
119AUM (Assets Under Management)
$536,060,213Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CRESCAT CAPITAL LLC | CRESCAT PORTFOLIO MANAGEMENT LLC | CRESCAT PARTNERS LLC | CRESCAT HEDGE PARTNERS LLC
State Registrations and Notice Filings
(5/31/2006)
(5/1/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Clark Smith's CRS (Customer Relationship Summary).
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