Carle G. Blackwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carle Gratz Blackwell was a registered financial professional .
Carle is a previously registered financial professional and started their career in finance in 1966. Carle had worked at 9 firms and has passed the Series 63, PC and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1994 - December 31, 2012
BLACKWELL CORP. USA
January 4, 1988 - July 12, 1994
MORGAN STANLEY DW INC.
February 22, 1980 - January 22, 1988
MOSELEY SECURITIES CORPORATION
August 14, 1978 - March 14, 1980
PRESCOTT, BALL & TURBEN, INC.
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
April 5, 1976 - February 4, 1977
PRESCOTT, BALL & TURBEN
August 24, 1973 - April 5, 1976
PRESCOTT, BALL & TURBEN
January 6, 1972 - August 24, 1973
BALL, BURGE & KRAUS
July 5, 1966 - March 3, 1972
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 40
Date: 12/6/1975
Registered Principal ExaminationCurrent Firm
BLACKWELL CORP. USA
CRD#: 122426 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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