KURT E. RUEHMAN
Professional summary
KURT ERIK RUEHMAN is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
KURT is registered as a RR (Registered Representative) and started their career in finance in 1992. KURT has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view KURT ERIK RUEHMAN's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2007 - Present
ARCADIA SECURITIES, LLC
Office #1: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019Office #2: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019November 22, 1999 - January 30, 2007
AXIOM CAPITAL MANAGEMENT, INC.
June 30, 1997 - July 29, 1998
MORGAN GRANT CAPITAL CORP.
May 15, 1997 - July 18, 1997
INVESTORS ASSOCIATES, INC.
February 20, 1997 - May 21, 1997
CONTINENTAL BROKER-DEALER CORP.
October 26, 1992 - March 4, 1997
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/1/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
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