Jonathan T. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Thomas Kane, who also goes by Jon Kane, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1992. Jonathan had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2012 - January 30, 2017
DELTA SECURITIES COMPANY LLC
April 26, 2010 - April 27, 2012
HOULIHAN LOKEY ADVISORS, LLC
September 10, 1992 - January 23, 1996
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DELTA SECURITIES COMPANY LLC
CRD#: 145511 / SEC#: , 8-67733
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA SECURITIES GROUP LLC | OWNER | |
| LOW SPARK CAPITAL, LLC | OWNER | |
| TWH VENTURES, LLC | OWNER | |
| NICHOLSON, MYRA PEARLE | PRESIDENT, CCO, FINOP | 2740029 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
