Thomas Leo Graffeo
Professional Summary
Thomas Leo Graffeo was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1967 - 2020. Thomas had worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 1, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
59 years in the financial services industry
Current & Past Employments
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Current Firm
MARIA FIORINI RAMIREZ SECURITIES, INC. | MFR SECURITIES, INC.
Contact Information
Main Address
2150 Goodlette Frank Road North, Suite 650, Naples, FL 34102Mailing Address
P.o. Box 8568, Naples, FL 34102Phone Number
(212) 416-5000Established
Florida since 04/21/2025Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Mar 1983Series 1 — Registered Representative Examination
Passed Feb 1967Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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