Michael J. Huxley

CLEARBROOK INVESTMENT SOLUTIONS LLC

New York, NY 10036

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CRD#: 2270121

Professional summary

Michael Jay Huxley is a registered financial advisor currently at CLEARBROOK INVESTMENT SOLUTIONS LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 6 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jay Huxley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2022 - Present

CLEARBROOK INVESTMENT SOLUTIONS LLC

Office #1: 21 West 46th Street, Suite 1507, New York, NY 10036

RIA

CRD#: 155607

New York, NY

Past

September 5, 2013 - April 5, 2019

M&T SECURITIES, INC.

RIA

CRD#: 17358

Paramus, NJ

Past

September 3, 2013 - April 5, 2019

M&T SECURITIES, INC.

CRD#: 17358

Paramus, NJ

Past

April 17, 2013 - July 8, 2013

TD PRIVATE CLIENT WEALTH LLC

RIA

CRD#: 164484

RAMSEY, NJ

Past

February 28, 2013 - July 8, 2013

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484

RAMSEY, NJ

Past

November 4, 2002 - May 28, 2010

TD WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 6940

NEW YORK, NY

Past

October 2, 1992 - February 18, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

October 2, 1992 - February 18, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARBROOK INVESTMENT SOLUTIONS LLC

CRD#: 155607 / SEC#: 801-72086

RIA

Registered Investment Advisory firm - (1/10/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2013

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/1/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2012

General Securities Representative Examination

Current Firm

CLEARBROOK INVESTMENT SOLUTIONS LLC

CRD#: 155607 / SEC#: 801-72086

RIA

Registered Investment Advisory firm - (1/10/2011 Approved)

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Contact information

Main Address

21 West 46th Street, Suite 1507, New York, NY 10036

Mailing Address

Phone number

(212) 359-0290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIS BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 149,860,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Huxley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jay Huxley's CRS (Customer Relationship Summary).

Certified licenses

Experience

M&T SECURITIES, INC.

M&T SECURITIES, INC.

TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

TD WEALTH MANAGEMENT SERVICES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CLEARBROOK INVESTMENT SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2013

Series 65

Date: 11/1/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/17/2012

Current Firm

CLEARBROOK INVESTMENT SOLUTIONS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARBROOK INVESTMENT SOLUTIONS LLC

TRUST BUT VERIFY

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