AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RM

Robert E. Mouallem

Some features on this profile are disabled
CRD#: 2269959
RM

Professional summary

Robert Ezra Mouallem was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Robert had worked at 4 firms, which includes GARDEN STATE SECURITIES INC., ROBERT M. COHEN & CO. INC., FAIRCHILD FINANCIAL GROUP INC., J. GREGORY & COMPANY INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 11, 2004 - December 9, 2011

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
OLD BETHPAGE, NY
Past

June 12, 1995 - January 2, 2004

ROBERT M. COHEN & CO., INC.

BD
CRD#: 21806
GREAT NECK, NY
Past

September 19, 1994 - May 24, 1995

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

October 9, 1992 - October 3, 1994

J. GREGORY & COMPANY, INC.

BD
CRD#: 14892

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 8/14/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/6/1992
General Securities Representative Examination

Current Firm

GS
GARDEN STATE SECURITIES, INC.
GARDEN STATE SECURITIES, INC.

CRD#: 10083 / SEC#: , 8-25790

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
328 Newman Springs Road, Red Bank, NJ 07701
Mailing Address
328 Newman Springs Road, Red Bank, NJ 07701
Phone number
(732) 280-6886
Established
New Jersey since 03/01/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMBROSINO, RAYMOND EDWARDDIRECTOR/SHAREHOLDER2070784
DEROSA, KEVIN JOHNDIRECTOR/SHAREHOLDER2314895
PERROTTO, LOUIS LUCKY JRDIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER3053498
SARI, SCOTT HENRYDIRECTOR/SHAREHOLDER2226426
MALONE, PATRICK ANTHONYCHIEF SUPERVISORY OFFICER2143703
MCMULLIN, ROBERTCHIEF FINANCIAL OFFICER1540045
TRIGILI, STEVEN DAVIDCHIEF COMPLIANCE OFFICER2232496

Disclosures

Regulatory Event24
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GARDEN STATE SECURITIES, INC.

CRD#: 10083

TRUST BUT VERIFY

Monitor Robert Mouallem

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.