Steven J. Hale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jess Hale, who also goes by Steve Hale, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2011 - December 31, 2011
CHOICE INVESTMENTS, INC.
April 9, 2008 - September 3, 2009
CHARLES SCHWAB & CO., INC.
July 16, 1998 - December 31, 2008
401(K) INVESTMENT SERVICES, INC.
September 3, 1992 - November 16, 1994
IDS LIFE INSURANCE COMPANY
September 3, 1992 - November 16, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHOICE INVESTMENTS, INC.
CRD#: 17665 / SEC#: , 8-35503
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHOICE ASSET MANAGEMENT, INC. | HOLDING COMPANY | |
| ITZEN, DONALD ARTHUR | FOUNDER/SHAREHOLDER/CCO | 853436 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
