Robert H. Breslin

CW ADVISORS

WESTPORT, CT 06880

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CRD#: 2269845

Professional summary

Robert Henry Breslin III, CFP®, who also goes by Robert H Breslin III, Robert Henry Breslin, is a registered financial advisor currently at CW ADVISORS, LLC located in Westport, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert H Breslin Iii | Robert Henry Breslin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Name: Prospect Street Properties Investment Related: No Address: 1130 Ten Rod Rd Ste B206 North Kingstown RI 02852 Nature of Business: Real Estate Position, Title or Relationship: Manager/Owner Start Date: 8/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversee properties, pay bills, collect rent. 2) Business Name: Prospect Street Properties II Investment Related: Yes Address: 1130 Ten Rod Rd Ste B206 North Kingstown RI 02852 Nature of Business: Real Estate Position, Title or Relationship: Manager/Owner Start Date: 11/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversee properties, pay bills, collect rent. 3) Jones & Associates, Inv Related, 555 St Charles St, Ste 200, Thousand Oaks, CA 91360, Institutional Broker, Shareholder, 07/15/1999, 0 Hrs/Mnth, Receives dividend payments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Henry Breslin III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 11, 2022 - Present

CW ADVISORS, LLC

Office #1: 8 Wright St, Westport, CT 06880

RIA

CRD#: 310873

WESTPORT, CT

Past

October 31, 2018 - June 8, 2020

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Boston, MA

Past

October 18, 2018 - June 8, 2020

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BOSTON, MA

Past

July 18, 2014 - June 6, 2017

SORRENTO PACIFIC FINANCIAL, LLC

RIA

CRD#: 127787

Norwood, MA

Past

June 19, 2014 - June 6, 2017

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

Norwood, MA

Past

January 2, 2014 - June 5, 2014

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

BOSTON, MA

Past

July 10, 2013 - June 5, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

BOSTON, MA

Past

June 7, 1994 - June 25, 2013

JONESTRADING

CRD#: 6888

BOSTON, MA

Past

November 6, 1992 - May 23, 1994

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/11/2022)

IAR

Rhode Island
(5/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/22/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 57TO

Date: 12/22/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 6/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/3/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/26/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2022

General Securities Principal Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

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Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

CW ADVISORS ADV PART 2A (9/9/2025)

Regulatory assets under management

Total Number of Accounts	12,836
AUM (Assets Under Management)	$ 9,301,984,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert H. Breslin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Henry Breslin III's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

JONESTRADING

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2013

Series 63

Date: 9/11/1992

Series 7TO

Date: 12/22/2022

Series 6TO

Date: 12/22/2022

Series 57TO

Date: 12/22/2022

SIE

Date: 6/6/2017

Series 55

Date: 3/3/2000

Series 7

Date: 8/26/1993

Series 6

Date: 9/3/1992

Series 24

Date: 12/22/2022

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

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