Robert J. Brady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Brady, who also goes by Bob Brady, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 12 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2022 - October 3, 2024
KELSON CAPITAL LLC
June 11, 2018 - January 31, 2019
ROBERTS & RYAN, INC.
February 17, 2016 - December 31, 2016
SAFEGUARD SECURITIES, INC.
February 24, 2010 - April 7, 2014
AMERICA NORTHCOAST SECURITIES, INC.
April 13, 2007 - March 25, 2010
BERKELEY CAPITAL SECURITIES, L.L.C.
May 9, 2001 - January 13, 2011
CAZENAVE AND CO., INC.
February 14, 2001 - April 13, 2001
IDS LIFE INSURANCE COMPANY
February 14, 2001 - April 13, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
July 8, 1999 - October 25, 2000
IDS LIFE INSURANCE COMPANY
July 8, 1999 - October 25, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
December 2, 1997 - July 12, 1999
BEREAN CAPITAL INCORPORATED
August 7, 1995 - November 19, 1997
WESTERN SELECT SECURITIES, INC.
June 25, 1993 - August 11, 1995
TALLEY & COMPANY
November 3, 1992 - June 30, 1993
YAEGER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KELSON CAPITAL LLC
CRD#: 149477 / SEC#: , 8-68147
Contact information
FINRA licenses (17 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
