Luis Alfonso Boffill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Alfonso Boffill, who also goes by Luis Alfonso, Luis Alfonso Boffill, was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 1992. Luis had worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2014 - September 18, 2015
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
February 22, 2012 - April 10, 2014
VAB ADVISORS, LLC.
September 2, 2010 - March 31, 2014
VAB FINANCIAL, LLC
April 27, 2010 - September 2, 2011
ACP SECURITIES, LLC
August 10, 2009 - February 18, 2010
FIRST LEGACY SECURITIES, LLC
June 5, 2009 - February 23, 2010
SELECT ADVISORY GROUP INC
June 4, 2008 - December 31, 2008
EUROBANK TRUST & WEALTH MANAGEMENT GROUP
June 21, 2007 - October 17, 2007
CETERA WEALTH SERVICES, LLC
March 29, 2007 - May 10, 2007
ACP SECURITIES, LLC
December 11, 2006 - October 17, 2007
CETERA WEALTH SERVICES, LLC
April 19, 2004 - April 11, 2005
OFS SECURITIES, INC.
April 21, 1997 - April 12, 2004
POPULAR SECURITIES, LLC
December 15, 1992 - August 27, 1993
BANKERS TRUST CARIBE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
CRD#: 17053 / SEC#: , 8-33185
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO PUERTO RICAN HOLDINGS, LLC | MEMBER | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT & CHIEF OPERATING OFFICER | 4498023 |
| VALLADARES-TORRES, MOISES | EXECUTIVE REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 5011784 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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