Jorge M. Ramos Landero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Martin Ramos Landero, who also goes by Jorge M Ramos, Jorge Martin Ramoslandero, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 1993. Jorge had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 3, Series 57TO, Series 79TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2026 - February 20, 2026
FINAMEX ASSET MANAGEMENT, LLC
April 20, 2020 - February 20, 2026
FINAMEX INTERNATIONAL, LLC
January 8, 2020 - January 5, 2026
FINAMEX ASSET MANAGEMENT, LLC
December 27, 2016 - January 27, 2017
STONEX INTERNATIONAL SECURITIES INC.
August 10, 2009 - February 19, 2015
MONEX ASSET MANAGEMENT, INC.
November 4, 2003 - January 26, 2015
MONEX SECURITIES, INC.
January 10, 2001 - August 19, 2003
INVEX, LLC.
March 24, 1999 - January 20, 2000
MONEX SECURITIES, INC.
August 30, 1993 - September 24, 1998
BANORTE SECURITIES INTERNATIONAL, LTD.
Primary Firm SEC Registration
FINAMEX ASSET MANAGEMENT, LLC
CRD#: 304260 / SEC#: 801-135018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 9/20/2019
Securities Trader ExamSeries 79TO
Date: 7/26/2019
Investment Banking Registered Representative ExaminationCurrent Firm
FINAMEX ASSET MANAGEMENT, LLC
CRD#: 304260 / SEC#: 801-135018
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 103,962,742 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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